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Pseudo-likelihood estimates of the cumulative risk of an autosomal dominant disease from a kin-cohort study.

Wacholder et al. [1998: Am J Epidemiol 148:623-629] and Struewing et al. [1997: N Engl J Med 336:1401-1408] have recently proposed a design called the kin-cohort design to estimate the probability of developing disease (penetrance) associated with an autosomal dominant gene. In this design, volunteers (probands) agree to be genotyped and one also determines the disease history (phenotype) of first-degree relatives of the proband. They used this design to estimate that the chance of developing breast cancer by age 70 in Ashkenazi Jewish women who carried mutations of the genes BRCA1 or BRCA2 was 0.56, a figure that was lower than previously estimated from highly affected families. The method that they used to estimate the cumulative risk of breast cancer, while asymptotically correct, does not necessarily produce monotone estimates in small samples. To obtain monotone, weakly parametric estimates, we consider separate piecewise exponential models for carriers and non-carriers. As the number of intervals on which constant hazards are assumed increases, however, the maximum likelihood score equations become unstable and difficult to solve. We, therefore, developed alternative pseudo-likelihood procedures that are readily solvable for piecewise exponential models with many intervals. We study these techniques through simulations and a re-analysis of a portion of the data used by Struewing et al. [1997] and discuss possible extensions.

Adolescent↗

Maximum likelihood estimation of marginal pairwise associations with multiple source predictors.

Researchers interested in the association of a predictor with an outcome will often collect information about that predictor from more than one source. Standard multiple regression methods allow estimation of the effect of each predictor on the outcome while controlling for the remaining predictors. The resulting regression coefficient for each predictor has an interpretation that is conditional on all other predictors. In settings in which interest is in comparison of the marginal pairwise relationships between each predictor and the outcome separately (e.g., studies in psychiatry with multiple informants or comparison of the predictive values of diagnostic tests), standard regression methods are not appropriate. Instead, the generalized estimating equations (GEE) approach can be used to simultaneously estimate, and make comparisons among, the separate pairwise marginal associations. In this paper, we consider maximum likelihood (ML) estimation of these marginal relationships when the outcome is binary. ML enjoys benefits over GEE methods in that it is asymptotically efficient, can accommodate missing data that are ignorable, and allows likelihood-based inferences about the pairwise marginal relationships. We also explore the asymptotic relative efficiency of ML and GEE methods in this setting.

Depression↗

Comparison of likelihood approaches for combined segregation and linkage analysis of a complex disease and a candidate gene marker under different ascertainment schemes.

We compared two joint likelihood approaches, with complete (L1) or without (L2) linkage disequilibrium, under different ascertainment schemes, for the genetic analysis of the disease trait and marker gene 1 in replicate 42. Joint likelihoods were computed without a correction for the selection scheme. For the different sampling schemes we have explored, our results suggest that L1 is a more powerful approach than L2 to detect major gene and covariate effects as well as to identify accurately gene x covariate interaction effects in a common and complex disease such as the Genetic Analysis Workshop 12 MG6 simulated trait.

Adult↗

A personal computer based implementation of the maximum-likelihood method of analysis of electron microscope autoradiographs.

The maximum-likelihood (ML) method for the quantitative analysis of electron-microscopic autoradiographs has been shown to be substantially superior to the conventional crossfire (CF) method. It can generate reliable and accurate tracer concentration estimates with far fewer micrographs and produce valid estimates even at counts low enough to preclude the use of the crossfire method while eliminating the need for special ad hoc treatment of narrow membranous structures as well as the secondary verification of the tracer concentration estimates. Despite these significant advantages, the large computational requirements of the ML method has to date hampered its widespread use. In this paper, we present a new line-integration method that allows us to reduce the computational requirements of the ML method to a point where it becomes feasible to implement it on a small computer system of the type typically available to a laboratory user of EM autoradiography. We present the complete line-integration method for the particular case of EM autoradiography with tritium, and show how it can be adapted to other isotopes. We have constructed a software package that implements the complete maximum-likelihood method on the IBM PC class of machines using our line-integration method. Features of this software package which are of particular importance to the research community are device independence, which makes it usable with a large variety of currently available laboratory equipment, and easy portability of the software and data between different computer systems.

Algorithms↗

Penalized likelihood approach to estimate a smooth mean curve on longitudinal data.

This paper aims to propose a penalized likelihood approach to estimate a smooth mean curve for the evolution with time of a Gaussian variable taking into account the correlation structure of longitudinal data. The model is an extension of the mixed effects linear model including an unspecified function of time f(t). The estimator (circumflex)f(t) is defined as the solution of the maximization of the penalized likelihood and is approximated on a basis of cubic M-spline with a reduced number of knots. We present modifications of four criteria (cross-validation, generalized cross-validation, T of Rice, Akaike's criterion) to estimate the smoothing parameter when data are correlated; these four criteria gave very similar results in the simulation study. The simulation study showed also the superiority of the Bayesian confidence bands of the mean curve over the frequentist ones. We develop empirical Bayes estimates of subject-specific deviations. This approach was applied to study the progression of CD4+ lymphocyte counts in a cohort of HIV patients treated with protease inhibitors.

Acquired Immunodeficiency Syndrome↗

Likelihood-based modelling of age-related normal ranges for ordinal measurements: changes in visual acuity through early childhood.

This paper investigates the construction of age-related standards for ordinal outcome data. Asymmetric logistic models are used to describe the age-related changes in the cumulative probabilities for each ordinal level. Maximum likelihood estimation of model parameters allows the use of likelihood ratio tests to ascertain the appropriate model complexity. In contrast to methodologies for constructing age-related standards where the outcome is continuous, we show how the methodology leads directly to centile estimation for individuals. The method is illustrated using visual acuity measurements collected from 2968 children between 2 and 9 years of age made on a 30-point ordinal scale. We show how, in this instance, smoothing of parameters across ordinal categories leads to reduced validity of the centiles, justifying the need for specialized methodology for non-continuous outcomes.

Age Factors↗

The estimation of SARS incubation distribution from serial interval data using a convolution likelihood.

The incubation period of SARS is the time between infection of disease and onset of symptoms. Knowledge about the distribution of incubation times is crucial in determining the length of quarantine period and is an important parameter in modelling the spread and control of SARS. As the exact time of infection is unknown for most patients, the incubation time cannot be determined. What is observable is the serial interval which is the time from the onset of symptoms in an index case to the onset of symptoms in a subsequent case infected by the index case. By constructing a convolution likelihood based on the serial interval data, we are able to estimate the incubation distribution which is assumed to be Weibull, and justifications are given to support this choice over other distributions. The method is applied to data provided by the Ministry of Health of Singapore and the results justify the choice of a ten-day quarantine period. The indirect estimate obtained using the method of convolution likelihood is validated by means of comparison with a direct estimate obtained directly from a subset of patients for whom the incubation time can be ascertained. Despite its name, the proposed indirect estimate is actually more precise than the direct estimate because serial interval data are recorded for almost all patients, whereas exact incubation times can be determined for only a small subset. It is possible to obtain an even more efficient estimate by using the combined data but the improvement is not substantial.

Adult↗

Cluster detection diagnostics for small area health data: with reference to evaluation of local likelihood models.

The focus of this paper is the development of a range of cluster detection diagnostics that can be used to assess the degree to which a clustering method recovers the true clustering behaviour of small area data. The diagnostics proposed range from individual region specific diagnostics to neighbourhood diagnostics, and assume either individual region risk as focus, or concern areas of maps defined to be clustered and the recovery ability of methods. A simulation-based comparison is made between a small set of count data models: local likelihood, BYM and Lawson and Clark. It is found that local likelihood has good performance across a range of criteria when a CAR prior is assumed for the lasso parameter.

Algorithms↗

A likelihood approach to estimating sensitivity and specificity for binocular data: application in ophthalmology.

Binocular data typically arise in ophthalmology where pairs of eyes are evaluated, through some diagnostic procedure, for the presence of certain diseases or pathologies. Treating eyes as independent and adopting the usual approach in estimating the sensitivity and specificity of a diagnostic test ignores the correlation between eyes. This may consequently yield incorrect estimates, especially of the standard errors. The paper proposes a likelihood-based method of accounting for the correlations between eyes and estimating sensitivity and specificity using a model for binocular or paired binary outcomes. Estimation of model parameters via maximum likelihood is outlined and approximate tests are provided. The efficiency of the estimates is assessed in a simulation study. An extension of the methodology to the case of several diagnostic tests, or the same test measured on several occasions, which arises in multi-reader studies, is given. A further extension to the case of multiple diseases is outlined as well. Data from a study on diabetic retinopathy are analysed to illustrate the methodology.

Canada↗

Misclassification in more than one factor in a case-control study: a combination of Mantel-Haenszel and maximum likelihood approaches.

Misclassification can arise in the case-control setting in both the risk factor of interest, and in a potential confounder. If true status is not ascertainable, but an independent replicated sample is available, adjusted maximum likelihood estimates of the individual binomial proportions can be obtained, and hence a relative risk estimate of the Mantel-Haenszel type constructed. An interval estimate on the latter can be calculated using the asymptotic properties of the likelihood function. The method is illustrated by application to a case-control study of breast cancer risk and such lifestyle attributes as diet, smoking and alcohol consumption, in which misclassification was anticipated and consequently repeatability data were collected.

Breast Neoplasms↗

Maximum likelihood estimation of reference centiles.

We propose the use of centile estimates which are based on the fitting of appropriate densities by maximum likelihood. In the case of cross-sectional centile estimation, we show that this approach will generally lead to more precise estimates than would result from the use of non-parametric centile estimates. When longitudinal data are available or a series of cross-sectional data at different time points, the maximum likelihood approach can be used to simultaneously fit densities to each cross-section, subject to constraints (for example, smoothness constraints) on the parameters. The variances of these centile estimates are readily obtained and missing values and unequally spaced records are easily accommodated. We illustrate the procedure by means of an application using the Johnson family of densities to a study of weight gain in pregnancy.

Adult↗

Maximum likelihood regression methods for paired binary data.

We discuss maximum likelihood methods for analysing binary responses measured at two times, such as in a cross-over design. We construct a 2 x 2 table for each individual with cell probabilities corresponding to the cross-classification of the responses at the two times; the underlying likelihood for each individual is multinomial with four cells. The three dimensional parameter space of the multinomial distribution is completely specified by the two marginal probabilities of success of the 2 x 2 table and an association parameter between the binary responses at the two times. We examine a logistic model for the marginal probabilities of the 2 x 2 table for individual i; the association parameters we consider are either the correlation coefficient, the odds ratio or the relative risk. Simulations show that the parameter estimates for the logistic regression model for the marginal probabilities are not very sensitive to the parameters used to describe the association between the binary responses at the two times. Thus, we suggest choosing the measure of association for ease of interpretation.

Humans↗

On the computation of likelihood ratio and score test based confidence intervals in generalized linear models.

Numerical procedures for calculating likelihood ratio test and score test based confidence intervals in generalized linear models are considered. Newton's method appears to have better convergence properties than the secant method in the likelihood ratio test case. However, the secant method may be easier to program for models with link functions that are not natural. Similarly, the secant method is easier to implement for the computation of score test based intervals. The practical implementation of the procedures in GLIM is illustrated.

Confidence Intervals↗

A comparison of likelihood-based and marginal estimating equation methods for analysing repeated ordered categorical responses with missing data: application to an intervention trial of vitamin prophylaxis for oesophageal dysplasia.

The purpose of this research was to develop appropriate methods for analysing repeated ordinal categorical data that arose in an intervention trial to prevent oesophageal cancer. The measured response was the degree of oesophageal dysplasia at 2.5 and 6 years after randomization. An important feature was that some response measurements were missing, and the missingness was not 'completely at random' (MCAR). We show that standard likelihood-based methods and standard methods based on marginal estimating equations yield biased results, and we propose adaptations to both these approaches that yield valid inference under the weaker 'missing at random' (MAR) assumption. On the basis of efficiency calculations, simulation studies of finite sample properties, ease of computation, and flexibility for testing and exploring a range of treatment models, we recommend the adapted likelihood-based approach for problems of this type, in which there are abundant data for estimating parameters.

Bias↗

A weighted average likelihood ratio test for spatial clustering of disease.

We consider methods proposed for detecting localized spatial clustering. We propose a new test statistic, the weighted average likelihood ratio test, as an alternative to the spatial scan (maximum likelihood ratio) test statistic. Two different types of weights are considered. We propose an unbiased cluster selection criterion and evaluate the bias of the tests through simulation. We also examine the power of the tests through simulations and apply the methods to the well-known New York leukaemia data.

Cluster Analysis↗

Age-related bias in probabilistic death searches due to neglect of the "prior likelihoods".

Major systematic bias can result when age-specific mortality data are sought through automated searches of large national death files, based on calculated odds in favor of a correct match. The bias occurs whenever the calculation fails to take into account: (a) the size of the death file being searched and (b) the age dependent likelihood that individual search record will find a correct match somewhere in that file. Indeed, there is widespread neglect of the "prior likelihood" or "prior odds" in favor of a fortuitous correct match on a single random pairing (i.e., before the identifiers have been compared). As a result, ratios of false matches to false nonmatches may be expected to vary widely in the different strata of a breakdown by age. A solution is described, using data from life tables and death statistics. The flexibility and merit of the "prior odds" for general application is emphasized.

Adolescent↗

Coevolving protein residues: maximum likelihood identification and relationship to structure.

The identification of protein sites undergoing correlated evolution (coevolution) is of great interest due to the possibility that these pairs will tend to be adjacent in the three-dimensional structure. Identification of such pairs should provide useful information for understanding the evolutionary process, predicting the effects of site-directed substitution, and potentially for predicting protein structure. Here, we develop and apply a maximum likelihood method with the aim of improving detection of coevolution. Unlike previous methods which have had limited success, this method allows for correlations induced by phylogenetic relationships and for variation in rate of evolution along branches, and does not rely on accurate reconstruction of ancestral nodes. In order to reduce the complexity of coevolutionary relationships and identify the primary component of pairwise coevolution between two sites, we reduce the data to a two-state system at each site, regardless of the actual number of residues observed at that site. Simulations show that this strategy is good at identifying simple correlations and at recognizing cases in which the data are insufficient to distinguish between coevolution and spurious correlations. The new method was tested by using size and charge characteristics to group the residues at each site, and then evaluating coevolution in myoglobin sequences. Grouping based on physicochemical characteristics allows categorization of coevolving sites into positive and negative coevolution, depending on the correlation between equilibrium state frequencies. We detected a striking excess of negative coevolution (corresponding to charge) at sites brought into proximity by the periodicity of the alpha-helix, and there was also a tendency for sites with significant likelihood ratios to be close in the three-dimensional structure. Sites on the surface of the protein appear to coevolve both when they are close in the structure, and when they are distant, implying a role for folding and/or avoidance of quaternary structure in the coevolution process.

Computer Simulation↗

Spectral parameter estimation by an iterative quadratic maximum likelihood method.

An iterative quadratic maximum likelihood (IQML) method is applied to spectral parameter estimation of 1D NMR data. A careful comparison of the linear prediction (LP) method based on the singular value decomposition, the total least squares (TLS) method, and IQML has clearly demonstrated that IQML is superior to both the LP and TLS methods in terms of the accuracy and bias of the estimation. The superiority of the IQML method lies in the fact that constraints on the NMR signal can easily be incorporated into the iterative process. The iterative quadratic maximum likelihood method can be used to analyze NMR data directly or to provide a starting point for further data refinement.

Algorithms↗