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Dissociable neural pathways are involved in the recognition of emotion in static and dynamic facial expressions.

Facial expressions of emotion powerfully influence social behavior. The distributed network of brain regions thought to decode these social signals has been empirically defined using static, usually photographic, displays of such expressions. Facial emotional expressions are however highly dynamic signals that encode the emotion message in facial action patterns. This study sought to determine whether the encoding of facial expressions of emotion by static or dynamic displays is associated with different neural correlates for their decoding. We used positron emission tomography to compare patterns of brain activity in healthy men and women during the explicit judgment of emotion intensity in static and dynamic facial expressions of anger and happiness. Compared to judgments of spatial orientation for moving neutral facial expressions, the judgment of anger in dynamic expressions was associated with increased right-lateralized activity in the medial, superior, middle, and inferior frontal cortex and cerebellum, while judgments of happiness were associated with relative activation of the cuneus, temporal cortex, and the middle, medial, and superior frontal cortex. In contrast, the perception of anger or happiness in static facial expressions activated a motor, prefrontal, and parietal cortical network previously shown to be involved in motor imagery. The direct contrast of dynamic and static expressions indicated differential activation of visual area V5, superior temporal sulcus, periamygdaloid cortex, and cerebellum for dynamic angry expressions and differential activation of area V5, extrastriate cortex, brain stem, and middle temporal cortical activations for dynamic happy expressions. Thus, a distribution of neural activations is related to the analysis of emotion messages in the nearly constant biological motion of the face and differ for angry and happy expressions. Static displays of facial emotional expression may represent noncanonical stimuli that are processed for emotion content by mental strategies and neural events distinct from their more ecologically relevant dynamic counterparts.

Adult↗

Mixed emotions: alcoholics' impairments in the recognition of specific emotional facial expressions.

Facial expression recognition is a central feature of emotional and social behaviour and previous studies have found that alcoholics are impaired in this skill when presented with single emotions of differing intensities. The aim of this study was to explore biases in alcoholics' recognition of emotions when they were a mixture of two closely related emotions. The amygdala is intimately involved in encoding of emotions, especially those related to fear. In animals an increased number of withdrawals from alcohol leads to increased seizure sensitivity associated with facilitated transmission in the amygdala and related circuits. A further objective therefore was to explore the effect of previous alcohol detoxifications on the recognition of emotional facial expressions. Fourteen alcoholic inpatients were compared with 14 age and sex matched social drinking controls. They were asked to rate how much of each of six emotions (happiness, surprise, fear, sadness, disgust and anger) were present in morphed pictures portraying a mix of two of those emotions. The alcoholic group showed enhanced fear responses to all of the pictures compared to the controls and showed a different pattern of responding on anger and disgust. There were no differences between groups on decoding of sad, happy and surprised expressions. In addition the enhanced fear recognition found in the alcoholic group was related to the number of previous detoxifications. These results provide further evidence for impairment in facial expression recognition present in alcoholic patients. In addition, since the amygdala has been associated with the processing of facial expressions of emotion, particularly those of fear, the present data furthermore suggest that previous detoxifications may be related to changes within the amygdala.

Adult↗

Electromyographic responses to static and dynamic avatar emotional facial expressions.

Facial muscular reactions to avatars' static (neutral, happy, angry) and dynamic (morphs developing from neutral to happy or angry) facial expressions, presented for 1 s each, were investigated in 48 participants. Dynamic expressions led to better recognition rates and higher intensity and realism ratings. Angry expressions were rated as more intense than happy expressions. EMG recordings indicated emotion-specific reactions to happy avatars as reflected in increased M. zygomaticus major and decreased M. corrugator supercilii tension, with stronger reactions to dynamic as compared to static expressions. Although rated as more intense, angry expressions elicited no significant M. corrugator supercilii activation. We conclude that facial reactions to angry and to happy facial expressions hold different functions in social interactions. Further research should vary dynamics in different ways and also include additional emotional expressions.

Adult↗

Schizophrenic patients show facial reactions to emotional facial expressions.

Facial reactions in schizophrenic patients were assessed via electromyography (EMG) in response to pictures of facial expressions. Male patients and nonpatient controls viewed photographs of positive and negative facial expressions while EMG activity from the corrugator and zygomatic muscle regions was recorded. Both schizophrenic patients and controls exhibited greater zygomatic reactivity in response to positive pictures than in response to negative pictures and greater corrugator reactivity in response to negative pictures than in response to positive pictures. Schizophrenic patients exhibited greater corrugator reactivity than did nonpatient controls. Implications for understanding emotion expression and perception in schizophrenic patients are discussed.

Adult↗

Perception of facial expression and facial identity in subjects with social developmental disorders.

BACKGROUND: It has been hypothesized that the social dysfunction in social developmental disorders (SDDs), such as autism, Asperger disorder, and the socioemotional processing disorder, impairs the acquisition of normal face-processing skills. The authors investigated whether this purported perceptual deficit was generalized to both facial expression and facial identity or whether these different types of facial perception were dissociated in SDDs. METHODS: They studied 26 adults with a variety of SDD diagnoses, assessing their ability to discriminate famous from anonymous faces, their perception of emotional expression from facial and nonfacial cues, and the relationship between these abilities. They also compared the performance of two defined subgroups of subjects with SDDs on expression analysis: one with normal and one with impaired recognition of facial identity. RESULTS: While perception of facial expression was related to the perception of nonfacial expression, the perception of facial identity was not related to either facial or nonfacial expression. Likewise, subjects with SDDs with impaired facial identity processing perceived facial expression as well as those with normal facial identity processing. CONCLUSION: The processing of facial identity and that of facial expression are dissociable in social developmental disorders. Deficits in perceiving facial expression may be related to emotional processing more than face processing. Dissociations between the perception of facial identity and facial emotion are consistent with current cognitive models of face processing. The results argue against hypotheses that the social dysfunction in social developmental disorder causes a generalized failure to acquire face-processing skills.

Adolescent↗

Enhancing images of facial expressions.

Facial images can be enhanced by application of an algorithm--the caricature algorithm--that systematically manipulates their distinctiveness (Benson & Perrett, 1991c; Brennan, 1985). In this study, we first produced a composite facial image from natural images of the six facial expressions of fear, sadness, surprise, happiness, disgust, and anger shown on a number of different individual faces (Ekman & Friesen, 1975). We then caricatured the composite images with respect to a neutral (resting) expression. Experiment 1 showed that rated strength of the target expression was directly related to the degree of enhancement for all the expressions. Experiment 2, which used a free rating procedure, found that, although caricature enhanced the strength of the target expression (more extreme ratings), it did not necessarily enhance its purity, inasmuch as the attributes of nontarget expressions were also enhanced. Naming of prototypes, of original exemplar images, and of caricatures was explored in Experiment 3 and followed the pattern suggested by the free rating conditions of Experiment 2, with no overall naming advantage to caricatures under these conditions. Overall, the experiments suggested that computational methods of compositing and caricature can be usefully applied to facial images of expression. Their utility in enhancing the distinctiveness of the expression depends on the purity of expression in the source image.

Adult↗

Importance of facial expression in facial nerve rehabilitation.

PURPOSE OF REVIEW: This review discusses contemporary evidence for the importance of facial expression to human beings. Strategies for management of patients with facial nerve dysfunction are discussed. RECENT FINDINGS: The purpose of facial expression from a cognitive neuroscience perspective has become clearer, including its role in emotional communication and identification. Facial retraining may have a role in rehabilitation. SUMMARY: Greater awareness of the biologic basis for facial expression may lead us to pay increased attention to evaluation and treatment of this component of facial nerve dysfunction. The timing of intervention remains important, and many effective techniques exist.

Adult↗

Field-dependence and facial expressions.

Facially expressive and nonexpressive subjects (40 undergraduate women) were compared on a measure of field-dependence--independence. Expressives were significantly more field-independent than non-expressives. It was suggested that both social development and the situational context play important roles in determining the effects of perceptual style on nonverbal behavior.

Child Rearing↗

Infant attention to facial expressions and facial motion.

Three-month-old infants were shown moving faces and still faces on videotape in a paired-comparison situation. Motion type was clearly specified, and facial expression and motion were separately varied. Infants saw a still face, internal motion on the face (i.e., motion of the internal features), and whole object (i.e., side-to-side) motion, each with happy and neutral expressions. Infants showed preference for expressions when the face was still and when it showed internal motion. Facial expression and facial motion were equally preferred, and both appeared to be salient dimensions of the face for three-month-old infants.

Affect↗

Facial expressions of emotions and schizophrenia: a review.

It is generally agreed that schizophrenia patients show a markedly reduced ability to perceive and express facial emotions. Previous studies have shown, however, that such deficits are emotion-specific in schizophrenia and not generalized. Three kinds of studies were examined: decoding studies dealing with schizophrenia patients' ability to perceive universally recognized facial expressions of emotions, encoding studies dealing with schizophrenia patients' ability to express certain facial emotions, and studies of subjective reactions of patients' sensitivity toward universally recognized facial expressions of emotions. A review of these studies shows that schizophrenia patients, despite a general impairment of perception or expression of facial emotions, are highly sensitive to certain negative emotions of fear and anger. These observations are discussed in the light of hemispheric theory, which accounts for a generalized performance deficit, and social-cognitive theory, which accounts for an emotion-specific deficit in schizophrenia.

Emotions↗

Facial expressions of emotion and the course of conjugal bereavement.

The common assumption that emotional expression mediates the course of bereavement is tested. Competing hypotheses about the direction of mediation were formulated from the grief work and social-functional accounts of emotional expression. Facial expressions of emotion in conjugally bereaved adults were coded at 6 months post-loss as they described their relationship with the deceased; grief and perceived health were measured at 6, 14, and 25 months. Facial expressions of negative emotion, in particular anger, predicted increased grief at 14 months and poorer perceived health through 25 months. Facial expressions of positive emotion predicted decreased grief through 25 months and a positive but nonsignificant relation to perceived health. Predictive relations between negative and positive emotional expression persisted when initial levels of self-reported emotion, grief, and health were statistically controlled, demonstrating the mediating role of facial expressions of emotion in adjustment to conjugal loss. Theoretical and clinical implications are discussed.

Adult↗

Human facial expressions as adaptations: Evolutionary questions in facial expression research.

The importance of the face in social interaction and social intelligence is widely recognized in anthropology. Yet the adaptive functions of human facial expression remain largely unknown. An evolutionary model of human facial expression as behavioral adaptation can be constructed, given the current knowledge of the phenotypic variation, ecological contexts, and fitness consequences of facial behavior. Studies of facial expression are available, but results are not typically framed in an evolutionary perspective. This review identifies the relevant physical phenomena of facial expression and integrates the study of this behavior with the anthropological study of communication and sociality in general. Anthropological issues with relevance to the evolutionary study of facial expression include: facial expressions as coordinated, stereotyped behavioral phenotypes, the unique contexts and functions of different facial expressions, the relationship of facial expression to speech, the value of facial expressions as signals, and the relationship of facial expression to social intelligence in humans and in nonhuman primates. Human smiling is used as an example of adaptation, and testable hypotheses concerning the human smile, as well as other expressions, are proposed.

Adaptation, Biological↗

Dynamics of facial expression: recognition of facial actions and their temporal segments from face profile image sequences.

Automatic analysis of human facial expression is a challenging problem with many applications. Most of the existing automated systems for facial expression analysis attempt to recognize a few prototypic emotional expressions, such as anger and happiness. Instead of representing another approach to machine analysis of prototypic facial expressions of emotion, the method presented in this paper attempts to handle a large range of human facial behavior by recognizing facial muscle actions that produce expressions. Virtually all of the existing vision systems for facial muscle action detection deal only with frontal-view face images and cannot handle temporal dynamics of facial actions. In this paper, we present a system for automatic recognition of facial action units (AUs) and their temporal models from long, profile-view face image sequences. We exploit particle filtering to track 15 facial points in an input face-profile sequence, and we introduce facial-action-dynamics recognition from continuous video input using temporal rules. The algorithm performs both automatic segmentation of an input video into facial expressions pictured and recognition of temporal segments (i.e., onset, apex, offset) of 27 AUs occurring alone or in a combination in the input face-profile video. A recognition rate of 87% is achieved.

Algorithms↗

Hereditary family signature of facial expression.

Although facial expressions of emotion are universal, individual differences create a facial expression "signature" for each person; but, is there a unique family facial expression signature? Only a few family studies on the heredity of facial expressions have been performed, none of which compared the gestalt of movements in various emotional states; they compared only a few movements in one or two emotional states. No studies, to our knowledge, have compared movements of congenitally blind subjects with their relatives to our knowledge. Using two types of analyses, we show a correlation between movements of congenitally blind subjects with those of their relatives in think-concentrate, sadness, anger, disgust, joy, and surprise and provide evidence for a unique family facial expression signature. In the analysis "in-out family test," a particular movement was compared each time across subjects. Results show that the frequency of occurrence of a movement of a congenitally blind subject in his family is significantly higher than that outside of his family in think-concentrate, sadness, and anger. In the analysis "the classification test," in which congenitally blind subjects were classified to their families according to the gestalt of movements, results show 80% correct classification over the entire interview and 75% in anger. Analysis of the movements' frequencies in anger revealed a correlation between the movements' frequencies of congenitally blind individuals and those of their relatives. This study anticipates discovering genes that influence facial expressions, understanding their evolutionary significance, and elucidating repair mechanisms for syndromes lacking facial expression, such as autism.

Blindness↗

Positive facial expressions are recognized faster than negative facial expressions, but why?

Three experiments examined the recognition speed advantage for happy faces. The results replicated earlier findings by showing that positive (happy) facial expressions were recognized faster than negative (disgusted or sad) facial expressions (Experiments 1 and 2). In addition, the results showed that this effect was evident even when low-level physical differences between positive and negative faces were controlled by using schematic faces (Experiment 2), and that the effect was not attributable to an artifact arising from facilitated recognition of a single feature in the happy faces (up-turned mouth line, Experiment 3). Together, these results suggest that the happy face advantage may reflect a higher-level asymmetry in the recognition and categorization of emotionally positive and negative signals.

Adolescent↗

An ERP study on the specificity of facial expression processing.

Facial expression processing specificity was investigated by means of event-related potentials (ERPs). Stimuli consisted on happiness facial expressions (H) along with three other visual stimuli with different physical and affective characteristics: neutral facial expressions, landscapes and grey slides. The 32 subjects had to rate the stimuli with respect to two affective dimensions: 'valence' and 'arousal'. EEG was recorded at T7, T8, Fz and Cz, and the epoch was of 1000 ms (100 ms prior to stimulus onset). Analyses revealed that the variability of N200 and P200 components, which were not able to detect a differential activity in response to H stimuli, could be explained in terms of physical complexity and relevance of the stimuli. N300 did detect a differentiation between H and the rest of stimuli, sharing some characteristics of previous and later components. With respect to late components, P300 seemed to reflect the trends of 'arousal' ratings and SW results suggest that its amplitude was influenced by the stimulus recognition effort. Not a clear right or left hemisphere advantage in facial expression processing was found. These ERP results suggest that the specificity of facial expression processing is not strictly circumscribed to a particular latency or to a specific neural area, but it resides in a particular combination of discrete processes.

Adult↗

The role of structural facial asymmetry in asymmetry of peak facial expressions.

Asymmetric facial expression is generally attributed to asymmetry in movement, but structural asymmetry in the face may also affect asymmetry of expression. Asymmetry in posed expressions was measured using image-based approaches in digitised sequences of facial expression in 55 individuals, N=16 men, N=39 women. Structural asymmetry (at neutral expression) was higher in men than women and accounted for .54, .62, and .66 of the variance in asymmetry at peak expression for joy, anger, and disgust expressions, respectively. Movement asymmetry (measured by change in pixel values over time) was found, but was unrelated to peak asymmetry in joy or anger expressions over the whole face and in facial subregions relevant to the expression. Movement asymmetry was negatively related to peak asymmetry in disgust expressions. Sidedness of movement asymmetry (defined as the ratio of summed movement on the left to movement on the right) was consistent across emotions within individuals. Sidedness was found only for joy expressions, which had significantly more movement on the left. The significant role of structural asymmetry in asymmetry of emotion expression and the exploration of facial expression asymmetry have important implications for evolutionary interpretations of facial signalling and facial expressions in general.

Affect↗

Facial EMG reactions to facial expressions: a case of facial emotional contagion?

The purpose of this study is to explore whether subjects exposed to stimuli of facial expressions respond with facial electromyographic (EMG) reactions consistent with the hypothesis that facial expressions are contagious. This study further examines whether males and females differ in facial EMG intensity. Two experiments demonstrated that subjects responded with facial EMG activity over the corrugator supercilii, the zygomatic major, the lateral frontalis, the depressor supercilii, and the levator labii muscle regions to stimuli of sad, angry, fearful, surprised, disgusted and happy faces, that, to large extent, were consistent with the hypothesis that facial expressions are contagious. Aspects of gender differences reported in earlier studies were found, indicating a tendency for females to respond with more pronounced facial EMG intensity.

Adult↗